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Unglin Business Brokers · 1:1 Mentorship

Vermont Business Broker License — Requirements & M&A Advisor Guide 2025

Vermont Business Broker & M&A Advisor License Requirements

Becoming a licensed business broker or M&A advisor in Vermont requires meeting specific education, exam, and experience standards. This guide covers every requirement, fee, and regulatory pathway for Vermont as of 2025–2026.

License Type Required in Vermont
Real estate broker license required. Vermont business brokers operate under the Real Estate Broker License, regulated by the Vermont Real Estate Commission.

Education Requirements
  • Pre-license (salesperson): 40 hours of approved coursework
  • Broker upgrade: 24 hrs broker pre-license coursework

Experience Required
2 years as licensed salesperson/broker.

Exam & Licensing Fees
  • Exam: PSI national + Vermont state exam
  • Application fee: $100
  • License fee: $125
  • Exam note: Vermont has among the lowest hour requirements — 40 hrs salesperson + 24 hrs broker

Continuing Education
16 hours per 2 years required to maintain active Vermont broker license. Include mandatory ethics and law topics.

M&A Advisor Requirements in Vermont
Vermont has a small but active business economy in manufacturing, tourism, and food/beverage. Vermont has a narrow exemption for purely business-asset transactions not involving real property. Vermont Department of Financial Regulation (DFR) oversees securities. The SEC M&A Broker exemption applies for qualifying private company sales.

Industry Certifications (Optional but Career-Critical)
  • CBI (Certified Business Intermediary) — International Business Brokers Association (IBBA)
  • M&AMI (M&A Master Intermediary) — IBBA, for deals $5M+
  • CMAP (Certified M&A Professional) — AM&AA
  • Series 79 (Investment Banking Representative) — FINRA, for larger M&A advisory
  • Series 82 (Private Securities Offerings Representative) — FINRA

How to Get Started as a Business Broker in Vermont
1. Complete 40 hrs pre-license coursework
2. Pass the PSI national + Vermont state exam
3. Obtain your Vermont salesperson/associate license
4. Work under a licensed broker for 2 years as licensed salesperson/broker
5. Complete 24 hrs broker pre-license coursework and pass the broker exam
6. Pursue CBI certification via IBBA to establish market credibility